Effluent Guidelines

Metal Finishing Effluent Guidelines

Photo of metal finishing operationEPA promulgated the Metal Finishing Effluent Guidelines (40 CFR Part 433) in 1983, with technical amendments in 1984 and 1986. The regulations cover wastewater discharges from a wide variety of industries performing various metal finishing operations. About 44,000 facilities perform various metal finishing operations and discharge process wastewater directly to surface waters or indirectly to surface waters through POTWs. The Metal Finishing Effluent Guidelines are incorporated into NPDES permits for direct dischargers, and permits or other control mechanisms for indirect dischargers (see Pretreatment Program).
 
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What is Metal Finishing?

Metal finishing is the process of changing the surface of an object, for the purpose of improving its appearance and/or durability. Metal finishing is related to electroplating, which is the production of a thin surface coating of the metal upon another by electrodeposition.

Facilities Covered

The Metal Finishing regulation is defined by manufacturing processes and not by industrial sectors. However, facilities regulated by the Metal Finishing Effluent Guidelines are often included in the SIC Major Groups 34 through 39:
  1. Fabricated Metal Products, except Machinery and Transportation
  2. Machinery, except Electrical
  3. Electrical and Electronic Machinery, Equipment and Supplies
  4. Transportation Equipment
  5. Measuring, Analyzing and Controlling Instruments: Photograph; Optical Goods; Watches and Clocks
  6. Miscellaneous Manufacturing Industries

Core Operations

The category covers plants which perform one or more of the following six operations:
  • electroplating (exceptions: see Related Categories)
  • electroless plating
  • anodizing
  • coating (phosphating, chromating, and coloring)
  • chemical etching and milling
  • printed circuit board manufacture (exceptions: see Related Categories)

If a plant performs any of those 6 operations, then discharges from the 46 operations listed in 40 CFR 433.10(a) are covered by the Part 433 standards.

Related Categories

Certain electoplating processses are covered by the Electroplating Category, 40 CFR Part 413, rather than Metal Finishing:
  • "job shop" electroplaters (those which in a calendar year do not own more than 50 percent of the material undergoing metal finishing), and
  • independent printed circuit board manufacturers,
  • which are located at indirect discharger facilities, and
  • that were in operation before July 15, 1983.
In addition to the job shop electroplaters, discharges from the 46 metal finishing operations may be more properly and effectively regulated by the following categories:

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​Preliminary Category Review - 2016

EPA is conducting a preliminary review of the Metal Finishing category. EPA solicits data and information regarding the discharge and treatment of metals, particularly chromium, nickel, and zinc, in addition to cadmium, copper, lead, silver and any others, to POTWs by metal finishers, as well as any other information believed to be relevant to EPA’s review.

Guidance and Background Documents

  • Download the publications
    • Coverage for Zirconization™ process (Memo, April 2016)
    • "Chemical Etching" Metal Finishing Option (Memo, June 2004)
    • Regulatory Determination for the "PreKote" Surface Preparation Process (April 2003)
    • Misuse of Sodium Dimethyldithiocarbamate (Memo, June 2000)
    • Permitting Guidance for Semiconductor Manufacturing Facilities (Memo, April 1998)
    • Guidance Manual for Implementing Total Toxic Organics (TTO) Pretreatment Standards (1985)
    • Guidance Manual for Electroplating and Metal Finishing Pretreatment Standards (1984)

Rulemaking History

  • Download the publications
    • Technical Amendment: 51 FR 40420, 11/7/1986
    • Correction: 48 FR 45105, 10/3/1983
    • Interpretation and Correction: 48 FR 43680, 9/26/1983
    • Technical Amendment: 48 FR 41409, 9/15/1983
    • Final Rule: Metal Finishing and Electroplating Categories: 48 FR 32462, 7/15/1983
      • Development Document (1983)
        Industry description, wastewater characterization, treatment technologies, regulatory compliance cost estimates and pollutant loadings for the final rule
    • Proposed Rule: Metal Finishing and Electroplating Categories: 47 FR 38462, 8/31/1982

Additional Information

  • Existing Metal Finishing regulations: Ahmar Siddiqui (siddiqui.ahmar@epa.gov) or 202-566-1044
  • Preliminary category review: Phillip Flanders (flanders.phillip@epa.gov) or 202-566-8323

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Effluent Guidelines